DAVID ELLIOTT JENNINGS is currently employed as a Broker and/or Investment Adviser at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED located at 1152 15TH ST NW, WASHINGTON, DC, 20005.
DAVID ELLIOTT JENNINGS has worked at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED since August 08, 2007
Disclosure History
DAVID ELLIOTT JENNINGS has 1 Disclosure Event(s).
Date: June 24, 2011 Category: Customer Dispute Allegations: THE CUSTOMER'S DAUGHTER ALLEGES UNSUITABLE INVESTMENT RECOMMENDATIONS. COMPENSATORY DAMAGES ARE NOT SPECIFIED. Broker Comment: THE CUSTOMER'S DAUGHTER MADE THIS COMPLAINT. THE ACCOUNT OWNER DOES NOT SHARE THESE CONCERNS AND HAS NO COMPLAINT ABOUT THE MANAGEMENT OF HER INVESTMENTS BY LONG-TERM FINANCIAL ADVISOR. THE CLAIM HAS BEEN DENIED AND IS BELIEVED TO BE WITHOUT MERIT.
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