DAVID CONRAD JOHNS is currently employed as a Broker and/or Investment Adviser at WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC located at 14 N MAIN ST, STE 5002, BARRE, VT, 05641.
DAVID CONRAD JOHNS has worked at WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC since March 22, 2013
Disclosure History
DAVID CONRAD JOHNS has 2 Disclosure Event(s).
Date: August 01, 2012 Category: Customer Dispute Allegations: CLIENT ALLEGES THEY INSTRUCTED THEIR FA TO PUT A STOP LOSS ORDER ON THEIR INVESTMENTS SO HE WOULD NOT LOSE MORE THAN 5 - 10% DURING THE MARKET CRASH OF 2008 AND THE FA FAILED TO DO SO.
Date: March 07, 2003 Category: Customer Dispute Allegations: ALLEGEDS I DID NOT INVEST FUNDS AS INSTRUCTED. ALLEGED LOSSES, NOT SPECIFIED, ARE OVER $5,000.
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