DAVID MICHAEL KENNY

DAVID MICHAEL KENNY is currently employed as a Broker and/or Investment Adviser at RAYMOND JAMES FINANCIAL SERVICES, INC. located at 27735 JEFFERSON AVE, SAINT CLAIR SHORES, MI, 48081.

DAVID MICHAEL KENNY has worked at RAYMOND JAMES FINANCIAL SERVICES, INC. since July 06, 2015

Disclosure History

DAVID MICHAEL KENNY has 1 Disclosure Event(s).

Date: June 08, 2015
Category: Employment Separation After Allegations
Firm Name: OPPENHEIMER & CO. INC.
Termination Type: Discharged
Allegations: "FAILURE TO DISCLOSE COMPENSATED, OUTSIDE ACTIVITY CONSISTING OF A ROLE AS A DIRECTOR OF A PRIVATE FOUNDATION. THE PRIVATE FOUNDATION WAS A CLIENT OF THE FIRM SERVICED BY KENNY."

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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