DAVID KHEZRI

DAVID KHEZRI is currently employed as a Broker and/or Investment Adviser at WORDEN CAPITAL MANAGEMENT LLC located at 1 Huntington Quadrangle, Suite 3N15, Melville, NY, 11747.

DAVID KHEZRI has worked at WORDEN CAPITAL MANAGEMENT LLC since June 12, 2017

Disclosure History

DAVID KHEZRI has 3 Disclosure Event(s).

Date: June 27, 2017
Category: Regulatory

Date: September 24, 2015
Category: Regulatory

Date: February 07, 2005
Category: Customer Dispute
Allegations: EXCESSIVE TRADING
Damage Amount Requested: $49,000.00

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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