DAVID GORDON KRONSBEIN

DAVID GORDON KRONSBEIN is currently employed as a Broker and/or Investment Adviser at CETERA ADVISORS LLC located at 9010 ST. ANDREWS DRIVE, SEMINOLE, FL, 33777.

DAVID GORDON KRONSBEIN has worked at CETERA ADVISORS LLC since September 07, 2016

Disclosure History

DAVID GORDON KRONSBEIN has 3 Disclosure Event(s).

Date: February 11, 2008
Category: Customer Dispute
Allegations: THE CUSTOMER SIGNED AN AFFIDAVIT OF FACT CERTIFYING HIS SIGNATURE ON A DOCUMENT DATED 6/25/07 WAS NOT AUTHENTIC.
Broker Comment: THE CUSTOMER VERIFIED THAT HE AUTHORIZED THE OPENING OF THE ANNUITY ACCOUNT. NO CLIENT HARM WAS SUBSTANTIATED.

Date: January 09, 2008
Category: Customer Dispute
Allegations: THE CUSTOMER SIGNED AFFIDAVITS OF FACT CERTIFYING HER SIGNATURES ON DOCUMENTS DATED 10/4/04 AND 7/18/05 WERE NOT AUTHENTIC.
Broker Comment: THE CUSTOMER STATED THAT SHE AUTHORIZED THE UNDERLYING TRANSACTIONS ASSOCIATED WITH THE DOCUMENTS IN QUESTION.

Date: January 08, 2008
Category: Customer Dispute
Allegations: THE CUSTOMER SIGNED AFFIDAVITS OF FACT CERTIFYING HER SIGNATURES ON DOCUMENTS DATED 4/18/05 WERE NOT AUTHENTIC.
Broker Comment: THE CUSTOMER STATED THAT SHE AUTHORIZED THE TRANSACTION ASSOCIATED WITH THE DOCUMENTS IN QUESTION.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

To view the full report for DAVID GORDON KRONSBEIN, click here.

The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.