DAVID GORDON KRONSBEIN is currently employed as a Broker and/or Investment Adviser at CETERA ADVISORS LLC located at 9010 ST. ANDREWS DRIVE, SEMINOLE, FL, 33777.
DAVID GORDON KRONSBEIN has worked at CETERA ADVISORS LLC since September 07, 2016
Disclosure History
DAVID GORDON KRONSBEIN has 3 Disclosure Event(s).
Date: February 11, 2008 Category: Customer Dispute Allegations: THE CUSTOMER SIGNED AN AFFIDAVIT OF FACT CERTIFYING HIS SIGNATURE ON A DOCUMENT DATED 6/25/07 WAS NOT AUTHENTIC. Broker Comment: THE CUSTOMER VERIFIED THAT HE AUTHORIZED THE OPENING OF THE ANNUITY ACCOUNT. NO CLIENT HARM WAS SUBSTANTIATED.
Date: January 09, 2008 Category: Customer Dispute Allegations: THE CUSTOMER SIGNED AFFIDAVITS OF FACT CERTIFYING HER SIGNATURES ON DOCUMENTS DATED 10/4/04 AND 7/18/05 WERE NOT AUTHENTIC. Broker Comment: THE CUSTOMER STATED THAT SHE AUTHORIZED THE UNDERLYING TRANSACTIONS ASSOCIATED WITH THE DOCUMENTS IN QUESTION.
Date: January 08, 2008 Category: Customer Dispute Allegations: THE CUSTOMER SIGNED AFFIDAVITS OF FACT CERTIFYING HER SIGNATURES ON DOCUMENTS DATED 4/18/05 WERE NOT AUTHENTIC. Broker Comment: THE CUSTOMER STATED THAT SHE AUTHORIZED THE TRANSACTION ASSOCIATED WITH THE DOCUMENTS IN QUESTION.
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