DAVID CHONG KYI

DAVID CHONG KYI is currently employed as a Broker and/or Investment Adviser at SOGOTRADE, INC. located at 1 MCBRIDE & SONS CENTER DRIVE, SUITE 288, SAINT LOUIS, MO, 63005.

DAVID CHONG KYI has worked at SOGOTRADE, INC. since January 20, 2011

Disclosure History

DAVID CHONG KYI has 1 Disclosure Event(s).

Date: February 19, 2004
Category: Customer Dispute
Allegations: CLIENT ALLEGES EXCESSIVE TRADING, UNSUITABILITY AND UNAUTHORIZED TRADING
Damage Amount Requested: $1,000,000.00
Settlement Amount: $92,500.00

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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