DAVID ADAM LAWRENCE is currently employed as a Broker and/or Investment Adviser at CUSO FINANCIAL SERVICES, L.P. located at 10150 MEANLEY DRIVE, 1ST FLOOR, SAN DIEGO, CA, 92131.
DAVID ADAM LAWRENCE has worked at CUSO FINANCIAL SERVICES, L.P. since December 20, 2011
Disclosure History
DAVID ADAM LAWRENCE has 2 Disclosure Event(s).
Date: January 02, 1992 Category: Regulatory
Date: August 08, 1991 Category: Employment Separation After Allegations Firm Name: IDS FINANCIAL SERVICES Termination Type: Permitted to Resign Allegations: RE E8A910789SELLING INSURANCE AND ANNUITIES FOR JACKSONNATIONAL LIFE INSURANCE COMPANY WITHOUT PROPER WRITTENNOTIFICATION TO MY BROKER/DEALER. Broker Comment: PENDINGTO BETTER SERVE CLIENT NEEDS, I WAS LICENSED WITHJACKSON NATIONAL LIFE INSURANCE COMPANY TO SELL TERM LIFEINSURANCE AND ANNUITIES. AT THE TIME, I WAS UNAWARE OF ANYRESTRICTIONS BY NASD REGULATIONS.
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