DAVID CHARLES LEAVITT is currently employed as a Broker and/or Investment Adviser at PRUCO SECURITIES, LLC. located at 401 NORTH CATTLEMEN ROAD, SUITE # 110, SARASOTA, FL, 34232.
DAVID CHARLES LEAVITT has worked at PRUCO SECURITIES, LLC. since October 27, 2011
DAVID CHARLES LEAVITT has 2 Disclosure Event(s).
Date: October 12, 2011 Category: Judgment / Lien Judgment/Lien Amount: $140,494.68 Judgment/Lien Type: Tax Broker Comment: 07/20/2015-MY RESEARCH INCLUDING THE DATA BASE AT THE CLERK OF THE SARASOTA COURT INDICATES THAT I HAVE ONLY ONE TAX LIEN..THIS IS THE SAME LIEN THAT I HAVE ALWAYS ATTEMPTED TO PROPERLY DISCLOSE ON MY U4 FOR YEARS
Date: October 26, 2009 Category: Financial Type: Bankruptcy Disposition: Discharged
All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.
A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.
BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.
To view the full report for DAVID CHARLES LEAVITT, click here.
If you discover any errors or outdated information on this Website, please contact us and we will promptly correct such errors or outdated information.
If BrokerCheck® is the source of such errors or outdated information, please contact FINRA at (301) 590-6500.
Brokersearch.info will not fully remove items from this Website without an applicable court order designating them for removal. Investors rely on the information available on this Website to decide whether to choose or retain a broker or investment adviser.
Upon written request, we may remove certain page(s) from appearing in search engine results using the robots.txt protocol.
When a person searches for your name using Google, Bing, Yahoo! and other search engines the page(s) from Brokersearch.info would not appear in the search results.
Please contact us to learn more about Search Engine Removal.
How to choose a broker or investment adviser. Learn More