DAVID ALLEN LOHR

DAVID ALLEN LOHR is currently employed as a Broker and/or Investment Adviser at WOODBURY FINANCIAL SERVICES, INC. located at 1508 PITTSBURGH ST, S CONNELLSVILLE, PA, 15425.

DAVID ALLEN LOHR has worked at WOODBURY FINANCIAL SERVICES, INC. since December 07, 1993

Disclosure History

DAVID ALLEN LOHR has 3 Disclosure Event(s).

Date: September 24, 2012
Category: Financial
Type: Compromise
Disposition: COMPROMISE WITH CREDITOR COMPLETED.

Date: August 02, 2011
Category: Financial
Type: Compromise
Disposition: COMPROMISE WITH CREDITOR COMPLETED.

Date: October 17, 2008
Category: Customer Dispute
Allegations: CUSTOMER ALLEGES REPRESENTATIVE FAILED TO INFORM HIM THAT A WITHDRAWAL FROM HIS VARIABLE ANNUITY WOULD CAUSE THE FORFEITURE OF A GUARANTEED INCOME RIDER.
Broker Comment: HARTFORD REINSTATED THE GUARANTEED INCOME RIDER TO RESOLVE THE COMPLAINT.

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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