DAVID HOLLIS LUCADO

DAVID HOLLIS LUCADO is currently employed as a Broker and/or Investment Adviser at LASALLE ST SECURITIES, L.L.C. located at 8695 S ARCHER , SUITE 18, WILLOW SPRINGS, IL, 60480.

DAVID HOLLIS LUCADO has worked at LASALLE ST SECURITIES, L.L.C. since January 17, 1990

Disclosure History

DAVID HOLLIS LUCADO has 1 Disclosure Event(s).

Date: July 20, 1966
Category: Criminal
Charges: IT WAS ALLEGED THAT AS AN 18 YEAR OLD I ANDTWO OTHER YOUNG MEN STOLE SEVERAL HUBCAPS. CHARGES WERESUBSEQUENTLY DISMISSED. THIS OCCURRED IN 1966.
Disposition: ALL CHARGES DROPPED
Broker Comment: SEE INCIDENT 1 FOR DOJ REPORT.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

To view the full report for DAVID HOLLIS LUCADO, click here.

The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.