DAVID CHRISTOPHER MARTINENKO is currently employed as a Broker and/or Investment Adviser at WELLS FARGO CLEARING SERVICES, LLC located at 3820 EL DORADO HILLS BLVD STE 402, EL DORADO HILLS, CA, 95762.
DAVID CHRISTOPHER MARTINENKO has worked at WELLS FARGO CLEARING SERVICES, LLC since February 13, 2009
Disclosure History
DAVID CHRISTOPHER MARTINENKO has 2 Disclosure Event(s).
Date: February 01, 1995 Category: Customer Dispute Allegations: GUARDIAN ALLEGES THAT RECOMMENDATIONS TO SELLSECURITIES RESULTED IN SUBSTANTIAL CAPITAL GAINS & ADDITIONALTAX OBLIGATIONS GUARDIAN ALSO ALLEGES THAT SALES OF MUTUAL FDSRESULTED IN LOSSES IN ACCT TOTAL DAMAGES ARE UNSPECIFIED BUTTAX OBLIGATIONS ARE ALELGED TO EXCEED $8K Damages Granted: $85,000.00 Broker Comment: THE MATTER WAS DECIDED AGAINST DWR & DAVIDMARTINENKO WHO WERE JOINTLY & SEVERALLY LIABLE FOR $85KDEAN WITTER HAS PAID THE ENTIRE JUDGEMENT & HASNOT REQUESTED CONTRIBUTION FROM MR MARTINENKO
Date: April 14, 1988 Category: Employment Separation After Allegations Firm Name: DEAN WITTER REYNOLDS Termination Type: Discharged Allegations: --I WAS TERMINATED FOR ALLEGEDLY DOING ANUNAUTHORIZED TRANSACTION IN A CLIENT ACCOUNT IN APRIL OF 1987,RESULTING IN A LOSS OF APPROXIMATELY $5,800.00 Broker Comment: TERMINATIONAFTER "CLIENTSHUSBAND" COMPLAINED THAT ATRANSACTION DONE IN APRIL 87 WAS UNAUTHORIZED MY FORTHCOMINGPAYCHECK WAS WITHHELD FROM ME. SEVERAL DAYS LATER AFTER SEVERALREQUESTS FOR MY PAYCHECK I WAS CALLED INTO THE MANAGERS OFFICEAND WAS TOLD I WAS BEING LET GO. NO REACTION WAS GIVEN AT THATTIME.
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