DAVID EVERETT MCKENZIE

DAVID EVERETT MCKENZIE is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 3920 BIRCH ST STE 103, NEWPORT BEACH, CA, 92660-2250.

DAVID EVERETT MCKENZIE has worked at LPL FINANCIAL LLC since September 08, 2009

Disclosure History

DAVID EVERETT MCKENZIE has 1 Disclosure Event(s).

Date: February 09, 1989
Category: Criminal
Charges: A) PETTY THEFT - MISDEMEANOR - NON GUILTYB) TRESPASSING - MISDEMEANOR - NO CONTEST Charge Type: MISDEMEANOR
Disposition: A) PETTY THEFT - DISMISSED 2/09/1989B) TRESPASSING - CONVICTED 2/09/1989 - 12MONTHS PROBATION & FINE - FINE WAS ABOUT $100.00 AND FINE PAID ON 2/9/1989.
Broker Comment: I TRIED TO MARK DOWN TOASTER OVEN AS A CHRISTMAS GIFT FOR MY MOM. TRESPASSING CONVICTION WAS EXPUNGED PER 1203.4 PC ON 8/21/1992.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

To view the full report for DAVID EVERETT MCKENZIE, click here.

The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.