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DAVID THOMAS MCWILLIAMS is currently employed as a Broker and/or Investment Adviser at MUTUAL OF OMAHA INVESTOR SERVICES, INC. located at 1390 WILLOW PASS ROAD, STE 1040, CONCORD, CA, 94520.
DAVID THOMAS MCWILLIAMS has worked at MUTUAL OF OMAHA INVESTOR SERVICES, INC. since May 24, 2000
DAVID THOMAS MCWILLIAMS has 1 Disclosure Event(s).
Date: September 15, 2014All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.
A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.
BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.
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