DAVID JOHN MUCHA is currently employed as a Broker and/or Investment Adviser at FIRST REPUBLIC SECURITIES COMPANY, LLC located at 111 Pine St, 9th Floor, San Francisco, CA, 94111.
DAVID JOHN MUCHA has worked at FIRST REPUBLIC SECURITIES COMPANY, LLC since June 23, 2017
Disclosure History
DAVID JOHN MUCHA has 1 Disclosure Event(s).
Date: September 12, 2002 Category: Customer Dispute Allegations: CLIENT ALLEGES THAT THE IR ENGAGED IN SEVERAL TRANSACTIONS WITHOUT HIS AUTHORIZATION, INCLUDING A JUNE 2000 PURCHASE OF DEUTSCHE TELECOM. THE CLIENT IS REQUESTING THAT THE FIRM REVERSE HIS PURCHASE OF DT SHARES. DAMAGES ARE NOT SPECIFIED BUT BELIEVED TO BE GREATER THAN $5,000. Broker Comment: THE FIRM REVIEWED THE ALLEGATIONS ASSERTED BY THE CLIENT AND DETERMINED THEY WERE WITHOUT MERIT. ACCORDINGLY, DEUTSCHE BANK SECURITIES INC. DENIED THE CLAIM.
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