DAVID BRUCE OEHMKE

DAVID BRUCE OEHMKE is currently employed as a Broker and/or Investment Adviser at SIGMA FINANCIAL CORPORATION located at 45 GARDEN DRIVE, HUDSON, PA, 18705.

DAVID BRUCE OEHMKE has worked at SIGMA FINANCIAL CORPORATION since October 07, 1994

Disclosure History

DAVID BRUCE OEHMKE has 1 Disclosure Event(s).

Date: May 25, 2012
Category: Customer Dispute
Allegations: CLIENT ALLEGES THAT IN 2004, SHE WAS ADVISED TO INVEST IN REAL ESTATE TRUST THAT WAS MISREPRESENTED AND UNSUITABLE GIVEN HER INVESTMENT OBJECTIVES.
Damage Amount Requested: $11,622.39

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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