DAVID JOHN OLIVIERI

DAVID JOHN OLIVIERI is currently employed as a Broker and/or Investment Adviser at VOYA FINANCIAL ADVISORS, INC. located at 23201 MILL CREEK DR, STE 110, LAGUNA HILLS, CA, 92653.

DAVID JOHN OLIVIERI has worked at VOYA FINANCIAL ADVISORS, INC. since October 14, 2005

Disclosure History

DAVID JOHN OLIVIERI has 1 Disclosure Event(s).

Date: April 19, 1999
Category: Customer Dispute
Allegations: THAT I MISMANAGED THEIR FUNDS AND SOLD THEMINVESTMENTS THEY DID NOT KNOW ANYTHING ABOUT-THEY DID NOT ASK FOR OR ALLEGE ANY DAMAGES OR CLAIMS.
Broker Comment: LETTERS RESPONDED TO CLIENTS INQUIRY. THE CLIENT WAS INFORMED ON AND AWARE OF AND APPROVED ALL TRANSACTIONS. I HAVE SENT ALL SUPPORTING DOCUMENTS TO MY BROKER DEALER WHO IS AND HAS INVESTIGATED THIS COMPLAINT. COMPLAINT DENIED.

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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