DAVID RAYMOND PARKER is currently employed as a Broker and/or Investment Adviser at UBS FINANCIAL SERVICES INC. located at 15310 AMBERLY DRIVE, SUITE 100, TAMPA, FL, 33647.
DAVID RAYMOND PARKER has worked at UBS FINANCIAL SERVICES INC. since September 24, 2008
Disclosure History
DAVID RAYMOND PARKER has 1 Disclosure Event(s).
Date: November 06, 2002 Category: Customer Dispute Allegations: ATTORNEY FOR CLIENT ALLEGES FC BREACHED HIS FIDUCIARY DUTIES, MISMANAGED ACCOUNTS AND ALSO ALLEGES SUITABILITY; VIOLATED NYSE AND NASD REGULATIONS ALONG WITH FLORIDA LAW. Damage Amount Requested: $154,000.00 Settlement Amount: $15,000.00 Broker Comment: RICHARD APICELLA IS HANDLING THIS MATTER.
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