DAVID GEORGE RENEAU is currently employed as a Broker and/or Investment Adviser at SUMMIT BROKERAGE SERVICES, INC. located at 6333 WHITESVILLE RD, STE 1, COLUMBUS, GA, 31904.
DAVID GEORGE RENEAU has worked at SUMMIT BROKERAGE SERVICES, INC. since April 16, 2009
DAVID GEORGE RENEAU has 8 Disclosure Event(s).
Date: February 18, 2015 Category: Judgment / Lien Judgment/Lien Amount: $26,806.22 Judgment/Lien Type: Tax Broker Comment: I HAVE BEEN MAKING PAYMENTS TO THE IRS FOR YEARS DATING BACK TO 2008. I WAS UNAWARE AN ADDITIONAL LIEN HAD BEEN PLACED.
Date: January 24, 2013 Category: Judgment / Lien Judgment/Lien Amount: $73,869.24 Judgment/Lien Type: Tax Broker Comment: TAX YEARS 2008,2009,2010,2011
Date: June 29, 2009 Category: Customer Dispute Allegations: CLIENT STATES THAT FINANCIAL ADVISOR DAVID RENEAU TOLD HIM DURING SALES PRESENTATION MEETING THAT ALLIANZ ANNUITY WOULD PROVIDE A 7% PER YEAR RETURN AND WOULD BE FULLY ACCESSIBLE AFTER FIVE YEARS. Damage Amount Requested: $60,000.00
All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.
A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.
BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.
To view the full report for DAVID GEORGE RENEAU, click here.
If you discover any errors or outdated information on this Website, please contact us and we will promptly correct such errors or outdated information.
If BrokerCheck® is the source of such errors or outdated information, please contact FINRA at (301) 590-6500.
Brokersearch.info will not fully remove items from this Website without an applicable court order designating them for removal. Investors rely on the information available on this Website to decide whether to choose or retain a broker or investment adviser.
Upon written request, we may remove certain page(s) from appearing in search engine results using the robots.txt protocol.
When a person searches for your name using Google, Bing, Yahoo! and other search engines the page(s) from Brokersearch.info would not appear in the search results.
Please contact us to learn more about Search Engine Removal.
How to choose a broker or investment adviser. Learn More