DAVID GEORGE RENEAU

DAVID GEORGE RENEAU is currently employed as a Broker and/or Investment Adviser at SUMMIT BROKERAGE SERVICES, INC. located at 6333 WHITESVILLE RD, STE 1, COLUMBUS, GA, 31904.

DAVID GEORGE RENEAU has worked at SUMMIT BROKERAGE SERVICES, INC. since April 16, 2009

Disclosure History

DAVID GEORGE RENEAU has 8 Disclosure Event(s).

Date: February 18, 2015
Category: Judgment / Lien
Judgment/Lien Amount: $26,806.22
Judgment/Lien Type: Tax
Broker Comment: I HAVE BEEN MAKING PAYMENTS TO THE IRS FOR YEARS DATING BACK TO 2008. I WAS UNAWARE AN ADDITIONAL LIEN HAD BEEN PLACED.

Date: January 24, 2013
Category: Judgment / Lien
Judgment/Lien Amount: $73,869.24
Judgment/Lien Type: Tax
Broker Comment: TAX YEARS 2008,2009,2010,2011

Date: September 04, 2012
Category: Judgment / Lien
Judgment/Lien Amount: $1,471.00
Judgment/Lien Type: Tax

Date: January 04, 2012
Category: Financial
Type: Bankruptcy
Disposition: Discharged

Date: September 21, 2011
Category: Judgment / Lien
Judgment/Lien Amount: $3,511.00
Judgment/Lien Type: Tax

Date: June 29, 2009
Category: Customer Dispute
Allegations: CLIENT STATES THAT FINANCIAL ADVISOR DAVID RENEAU TOLD HIM DURING SALES PRESENTATION MEETING THAT ALLIANZ ANNUITY WOULD PROVIDE A 7% PER YEAR RETURN AND WOULD BE FULLY ACCESSIBLE AFTER FIVE YEARS.
Damage Amount Requested: $60,000.00

Date: February 03, 2007
Category: Judgment / Lien
Judgment/Lien Amount: $5,505.00
Judgment/Lien Type: Tax

Date: February 03, 2004
Category: Judgment / Lien
Judgment/Lien Amount: $5,194.97
Judgment/Lien Type: Tax
Broker Comment: 2006 MUSCOGEE COUNTY TAX FI. FA.

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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