DAVID GEORGE RENEAU is currently employed as a Broker and/or Investment Adviser at SUMMIT BROKERAGE SERVICES, INC. located at 6333 WHITESVILLE RD, STE 1, COLUMBUS, GA, 31904.
DAVID GEORGE RENEAU has worked at SUMMIT BROKERAGE SERVICES, INC. since April 16, 2009
Disclosure History
DAVID GEORGE RENEAU has 8 Disclosure Event(s).
Date: February 18, 2015 Category: Judgment / Lien Judgment/Lien Amount: $26,806.22 Judgment/Lien Type: Tax Broker Comment: I HAVE BEEN MAKING PAYMENTS TO THE IRS FOR YEARS DATING BACK TO 2008. I WAS UNAWARE AN ADDITIONAL LIEN HAD BEEN PLACED.
Date: January 24, 2013 Category: Judgment / Lien Judgment/Lien Amount: $73,869.24 Judgment/Lien Type: Tax Broker Comment: TAX YEARS 2008,2009,2010,2011
Date: June 29, 2009 Category: Customer Dispute Allegations: CLIENT STATES THAT FINANCIAL ADVISOR DAVID RENEAU TOLD HIM DURING SALES PRESENTATION MEETING THAT ALLIANZ ANNUITY WOULD PROVIDE A 7% PER YEAR RETURN AND WOULD BE FULLY ACCESSIBLE AFTER FIVE YEARS. Damage Amount Requested: $60,000.00
All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.
A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.
BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.
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