DAVID LAWRENCE RUSSAKOV

DAVID LAWRENCE RUSSAKOV is currently employed as a Broker and/or Investment Adviser at CHARLES SCHWAB & CO., INC. located at 8401 N CENTRAL EXPWY, SUITE #110, DALLAS, TX, 75225-4403.

DAVID LAWRENCE RUSSAKOV has worked at CHARLES SCHWAB & CO., INC. since May 05, 2000

Disclosure History

DAVID LAWRENCE RUSSAKOV has 2 Disclosure Event(s).

Date: August 11, 2008
Category: Customer Dispute
Allegations: CUSTOMER ALLEGES MISREPRESENTATION REGARDING THE SCHWAB YIELD PLUS FUND PURCHASED ON 08/02/06 & 08/03/06.
Damage Amount Requested: $99,782.00

Date: May 07, 2008
Category: Customer Dispute
Allegations: CUSTOMER ALLEGES MISREPRESENTATION REGARDING A MUTUAL FUND PURCHASED ON 11/2/06.
Damage Amount Requested: $40,000.00
Settlement Amount: $10,000.00
Broker Comment: THE FIRM SETTLED THE COMPLAINT TO AVOID THE COST AND UNCERTAINTY OF LITIGATION, WITH NO ADMISSION OF WRONGDOING AND NO MONETARY CONTRIBUTION FROM THE REPRESENTATIVE.

More Information

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BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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