DAVID JOHN SANNA

DAVID JOHN SANNA is currently employed as a Broker and/or Investment Adviser at RBC CAPITAL MARKETS, LLC located at 661 SOUTH RIVERSHORE LANE, SUITE 200, EAGLE, ID, 83616-5397.

DAVID JOHN SANNA has worked at RBC CAPITAL MARKETS, LLC since August 12, 2009

Disclosure History

DAVID JOHN SANNA has 1 Disclosure Event(s).

Date: August 03, 2005
Category: Customer Dispute
Allegations: MISREPRESENTATION, BREACH OF CONTRACT, AND BREACH OF FIDUCIARY DUTIES FROM 5/2003 - 5/2005
Damage Amount Requested: $1,370,000.00

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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