DAVID KAGHAN SCHOENKIN is currently employed as a Broker and/or Investment Adviser at OPPENHEIMER & CO. INC. located at 200 PARK AVENUE, 25TH FLOOR, NEW YORK, NY, 10166.
DAVID KAGHAN SCHOENKIN has worked at OPPENHEIMER & CO. INC. since January 03, 2003
Disclosure History
DAVID KAGHAN SCHOENKIN has 2 Disclosure Event(s).
Date: August 19, 1996 Category: Customer Dispute Allegations: CUSTOMER ALLEGED THAT THE INDIA FUND WASMISREPRESENTED, THAT HE DID NOT RECEIVE A PROSPECTUS, AND THATTHE INDIA FUND WAS NOT SOLD AT THE INSTRUCTED PRICE. Damage Amount Requested: $10,000.00 Damages Granted: $788.00 Broker Comment: THE ARBITRATION PANEL DENIED CUSTOMER`SALLEGATIONS OF MISREPRESENTATION AND FAILURE TO PROVIDE APROSPECTUS. THE PANEL DID AWARD CUSTOMER $788, WHICHREPRESENTS COSTS, COMMISSIONS, AND INTEREST DUE TO SELLING THEINDIA FUND AT $10 7/8 AND NOT AT THE INSTRUCTED PRICE OF $11.NOT PROVIDED
Date: June 01, 1993 Category: Customer Dispute Allegations: CLAIMANT ALLEGED THAT BROKER IMPROPERLYEXERCISED TIME AND PRICE DISCRETION AND/OR ENTERED UNAUTHORIZEDTRADES IN HIS ACCOUNT. (TRADES IN QUESTION INCLUDE HE-RO,HASSAM, GM CALLS AND PHILLIP MORRIS CALLS). CLIENT ALLEGEDDAMAGES IN EXCESS OF $80,000 Damage Amount Requested: $80,000.00 Settlement Amount: $24,500.00 Broker Comment: THIS MATTER WAS SETTLED WITHOUT ANY ADMISSION OFLIABILITY AND AS AN ACCOMMODATION TO AVOID ADDITION LITIGATIONCOSTS. DAVID SCHOENKIN WILL CONTRIBUTE $14,500 TO THE TOTALSETTLEMENT AMOUNT OF $24,500OPPENHEIMER AND SCHOENKIN DENIED THAT THE TRADESWERE UNAUTHORIZED AND IN FACT, CUSTOMER GAVE TIME AND PRICEDISCRETION TO SCHOENKIN WHILE CUSTOMER WAS ON A BUSINESS TRIP.
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