DAVID ANTHONY SCIGLIUTO

DAVID ANTHONY SCIGLIUTO is currently employed as a Broker and/or Investment Adviser at RAYMOND JAMES FINANCIAL SERVICES, INC. located at 10785 SEMINOLE BLVD., LARGO, FL, 33778.

DAVID ANTHONY SCIGLIUTO has worked at RAYMOND JAMES FINANCIAL SERVICES, INC. since February 11, 2016

Disclosure History

DAVID ANTHONY SCIGLIUTO has 2 Disclosure Event(s).

Date: November 14, 2012
Category: Financial
Type: Compromise
Disposition: Satisfied/Released
Broker Comment: ON 01/07/2013, REP STATES THAT HE WAS NOT AWARE THAT THIS SHORT SALE WAS A REPORTABLE COMPROMISE/SETTLEMENT FOR FINRA PURPOSES.

Date: December 19, 2003
Category: Customer Dispute
Allegations: CUSTOMER ALLEGES THAT REPRESENTATIVE MADE UNSUITABLE AND RISKY INVESTMENT RECOMMENDATIONS IN 2000 AND 2001, AND THAT HE DID NOT UNDERSTAND THE RISKS ASSOCIATED WITH GROWTH-STYLE MUTUAL FUND INVESTMENTS. REPRESENTATIVE DENIES ALL ALLEGATIONS.
Damage Amount Requested: $62,308.54

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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