DAVID LESLIE SEAY

DAVID LESLIE SEAY is currently employed as a Broker and/or Investment Adviser at CREWS & ASSOCIATES, INC. located at 521 PRESIDENT CLINTON AVENUE, SUITE 800, LITTLE ROCK, AR, 72201-1729.

DAVID LESLIE SEAY has worked at CREWS & ASSOCIATES, INC. since December 09, 2016

Disclosure History

DAVID LESLIE SEAY has 2 Disclosure Event(s).

Date: January 17, 1990
Category: Civil

Date: July 04, 1987
Category: Regulatory

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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