DAVID KEITH SEBASTIAN

DAVID KEITH SEBASTIAN is currently employed as a Broker and/or Investment Adviser at KESTRA INVESTMENT SERVICES, LLC located at 18 BANK STREET, SUITE 204, SUITE 204, SUMMIT, NJ, 07901.

DAVID KEITH SEBASTIAN has worked at KESTRA INVESTMENT SERVICES, LLC since September 02, 2008

Disclosure History

DAVID KEITH SEBASTIAN has 1 Disclosure Event(s).

Date: April 29, 2009
Category: Customer Dispute
Allegations: CLIENT ALLEGES THAT HER INVESTMENTS WERE NOT SUITABLE AND THAT IN 14 MONTHS SHE LOST APPROXIMATELY $500,000 OF HER RETIREMENT FUND.
Damage Amount Requested: $500,000.00

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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