DAVID JOHN SEGARRA is currently employed as a Broker and/or Investment Adviser at CENTAURUS FINANCIAL, INC. located at 2777 PARADISE ROAD, SUITE #2002, LAS VEGAS, NV, 89109.

DAVID JOHN SEGARRA has worked at CENTAURUS FINANCIAL, INC. since July 10, 2007

Disclosure History

DAVID JOHN SEGARRA has 1 Disclosure Event(s).

Date: December 14, 2005
Category: Regulatory
Initiated By: NEVADA
Resolution: Acceptance, Waiver & Consent(AWC) SanctionDetails:
Sanctions: Civil and Administrative Penalty(ies)/Fine(s) SanctionDetails:
Amount: $5,000.00

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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