DAVID CHAIM SENDOWSKI

DAVID CHAIM SENDOWSKI is currently employed as a Broker and/or Investment Adviser at NYLIFE SECURITIES LLC located at 200 CLINTON AVE NW, SUITE 310, HUNTSVILLE, AL, 35801.

DAVID CHAIM SENDOWSKI has worked at NYLIFE SECURITIES LLC since June 20, 2016

Disclosure History

DAVID CHAIM SENDOWSKI has 1 Disclosure Event(s).

Date: June 20, 2016
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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