DAVID ALAN SKUTNIK is currently employed as a Broker and/or Investment Adviser at SAGEPOINT FINANCIAL, INC. located at 211 WEST THIRD STREET, GRAND ISLAND NE, NE, 68801.
DAVID ALAN SKUTNIK has worked at SAGEPOINT FINANCIAL, INC. since June 17, 2011
Disclosure History
DAVID ALAN SKUTNIK has 2 Disclosure Event(s).
Date: June 12, 2007 Category: Customer Dispute Allegations: CUSTOMERS ALLEGE THAT THE CD THEY PURCHASED WAS NOT SUITABLE. Damage Amount Requested: $23,597.00 Broker Comment: THE CUSTOMERS HAVE PREVIOUSLY FILED THIS COMPLAINT WITH THE NASD AND THE NEBRASKA BUREAU OF SECURITIES, AND THE FILES WERE CLOSED WITH NO ACTION TAKEN BY THE REGULATORS.
Date: December 10, 2004 Category: Customer Dispute Allegations: CUSTOMERS ALLEGE THE CD WAS NOT SUITABLE AND REP DID NOT SELL INSTRUMENT WHEN INSTRUCTED Damage Amount Requested: $200,000.00
More Information
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