DAVID SCOTT SMITH

DAVID SCOTT SMITH is currently employed as a Broker and/or Investment Adviser at M HOLDINGS SECURITIES, INC. located at 176 Westbrook Rd., Suite 1, Essex, CT, 06426.

DAVID SCOTT SMITH has worked at M HOLDINGS SECURITIES, INC. since January 15, 2016

Disclosure History

DAVID SCOTT SMITH has 1 Disclosure Event(s).

Date: April 01, 2010
Category: Financial
Type: Bankruptcy
Disposition: Discharged
Broker Comment: THE BANKRUPTCY WAS FILED DUE TO A SIGNIFICENT REDUCTUION OF HOUSEHOLD INCOME ALONG WITH A SIGNIFICANT INCREASE OF EXPENSES DUE TO PROVIDING DAYCARE AND OTHER EXPENSES FOR OUR TWIN DAUGHTERS.

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

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