DAVID WILLIAM SNYDER

DAVID WILLIAM SNYDER is currently employed as a Broker and/or Investment Adviser at MORGAN STANLEY located at 500 LEE ST EAST, 3RD FLOOR, CHARLESTON, WV, 25339.

DAVID WILLIAM SNYDER has worked at MORGAN STANLEY since June 01, 2009

Disclosure History

DAVID WILLIAM SNYDER has 2 Disclosure Event(s).

Date: March 10, 2009
Category: Customer Dispute
Allegations: CLAIMANT ALLEGES THAT MONEY IN HER ACCOUNT WAS UNSUITABILITY PUT INTO REAL ESTATE SECTOR STOCKS. TIME PERIOD: 11/27/02 - 5/31/07
Damage Amount Requested: $72,160.00

Date: February 12, 2009
Category: Customer Dispute
Allegations: CLAIMANT ALLEGES, INTER ALIA, THAT IN 2008 THE FINANCIAL ADVISOR FAILED TO FOLLOW HIS INSTRUCTIONS AND MADE UNSUITABLE INVESTMENTS.
Damage Amount Requested: $80,000.00
Settlement Amount: $24,999.99
Broker Comment: MATTER SETTLED TO AVOID THE COST, RISK AND EXPENSE OF LITIGATION WITH NO ADMISSION OF LIABILITY.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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