DAVID ROBERT STEPHENS

DAVID ROBERT STEPHENS is currently employed as a Broker and/or Investment Adviser at RAYMOND JAMES FINANCIAL SERVICES, INC. located at 6301 INDIAN SCHOOL RD NE, SUITE 810, SUITE 810, ALBUQUERQUE, NM, 87110.

DAVID ROBERT STEPHENS has worked at RAYMOND JAMES FINANCIAL SERVICES, INC. since February 26, 2002

Disclosure History

DAVID ROBERT STEPHENS has 1 Disclosure Event(s).

Date: January 01, 1977
Category: Employment Separation After Allegations
Firm Name: BALDRIDGE LUMBER
Termination Type: Voluntary Resignation
Allegations: ACCUSED OF TAKING SOAP FOR A CARPET CLEANING MACHINE.
Broker Comment: I RENTED A CARPET CLEANER FROM THE HARDWARE STORE WHERE I WORKED AND THEY ACCUSED ME OF NOT PAYING FOR THE SOAP FOR THE MACHINE. I WAS 17 AT THE TIME OF THE INCIDENT.

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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