DAVID KENNETH THIELE

DAVID KENNETH THIELE is currently employed as a Broker and/or Investment Adviser at FSC SECURITIES CORPORATION located at 750 NW CHARBONNEAU ST, SUITE 211, BEND, OR, 97703.

DAVID KENNETH THIELE has worked at FSC SECURITIES CORPORATION since August 12, 2016

Disclosure History

DAVID KENNETH THIELE has 4 Disclosure Event(s).

Date: February 28, 2011
Category: Financial
Type: Compromise
Disposition: SETTLED
Broker Comment: HAD A SMALL BUSINESS THAT WAS EXPERIENCING A SEVERE SLOW DOWN, AND USED CREDIT CARDS TO PAY FOR BILLS.

Date: January 31, 2011
Category: Financial
Type: Compromise
Disposition: SETTLED
Broker Comment: I HAD A SMALL BUSINESS EXPERIENCING A SEVERE SLOW-DOWN.

Date: January 31, 2011
Category: Financial
Type: Compromise
Disposition: SETTLED
Broker Comment: RUNNING MY OWN SMALL BUSINESS AT THE TIME, TREMENDOUS FINANCIAL PRESSURE TO PAY BILLS AS BUSINESS HAD SLOWED TOO MUCH TO HANDLE EXPENSES.

Date: December 22, 2010
Category: Financial
Type: Compromise
Disposition: SETTLED
Broker Comment: HAD A SMALL BUSINESS EXPERIENCING A SLOW DOWN, WAS FORCED TO USED CREDIT CARDS, EXPERIENCED HARDSHIP DUE TO SLOW BUSINESS.

More Information

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BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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