DAVID DEE THOMAS

DAVID DEE THOMAS is currently employed as a Broker and/or Investment Adviser at SECURITIES AMERICA, INC. located at 94 BRAYS ISLAND DRIVE, SHELDON, SC, 29941.

DAVID DEE THOMAS has worked at SECURITIES AMERICA, INC. since December 08, 2016

Disclosure History

DAVID DEE THOMAS has 1 Disclosure Event(s).

Date: July 08, 2002
Category: Customer Dispute
Allegations: [CUSTOMER] ALLEGES INPROPER INVESTMENT CHOICE
Damage Amount Requested: $400,000.00
Settlement Amount: $210,000.00
Broker Comment: THE COMPLAINT CONCERNED A LIFE INSURANCE POLICY AND WAS NOT SECURITIES RELATED.

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

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