DAVID MARLON TRESSLER

DAVID MARLON TRESSLER is currently employed as a Broker and/or Investment Adviser at AXA ADVISORS, LLC located at 1110 MONTLIMAR DRIVE, SUITE 190, MOBILE, AL, 36609.

DAVID MARLON TRESSLER has worked at AXA ADVISORS, LLC since October 20, 1980

Disclosure History

DAVID MARLON TRESSLER has 1 Disclosure Event(s).

Date: July 01, 1999
Category: Customer Dispute
Allegations: CUSTOMER ALLEGED THAT I MISLED THEM WHEN I SOLD THEM A LIFE INSURANCE POLICY IN 1984. CUSTOMER ALLEGED THAT I TOLD HIM THAT THE PREMIUM AMOUNT WOULD GUARANTEE THE COVERAGE, THAT THE POLICY WOULD BE PAID UP AT AGE 65, AND THAT NO MORE PREMIUM PAYMENTS WOULD BE REQUIRED THEREAFTER.
Settlement Amount: $20,000.00
Broker Comment: ALTHOUGH ALL PARTIES INVOLVED HAVE EXPRESSLY DENIED ANY AND ALL ALLEGED WRONGDOING AND ANY ALLEGED LIABILITY TO [CUSTOMER], THE FIRM HAS AGREED TO SETTLE THIS MATTER BY PAYING [CUSTOMER] $20,000.00. OF THAT AMOUNT, MY ERRORS AND OMISSIONS CARRIER PAID $5,000.00 ON MY BEHALF.

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

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