DAVID E. TRIMBLE is currently employed as a Broker and/or Investment Adviser at AXA ADVISORS, LLC located at 201 WEST BIG BEAVER ROAD, SUITE 300, TROY, MI, 48084.
DAVID E. TRIMBLE has worked at AXA ADVISORS, LLC since November 24, 2010
Disclosure History
DAVID E. TRIMBLE has 2 Disclosure Event(s).
Date: July 06, 2016 Category: Customer Dispute Allegations: Client alleges unsuitable recommendations and misrepresentation in the purchase of securities in 2016. Broker Comment: The Firm found no basis to the customer complaint.
Date: June 26, 2014 Category: Financial Type: Compromise Disposition: Discharged Broker Comment: THE DEBT WAS STUDENT LOANS FOR LAW SCHOOL WHEREBY THE CREDITOR CONTACTED THE REGISTERED REPRESENTATIVE AND OFFERED TO CONSOLIDATE AND LOWER AMOUNT DUE. ASSOCIATE AGREED TO PAY THE LESSER AMOUNT SHOWN ABOVE AND THE BALANCE WAS DISCHARGED. 1099 WAS ISSUED TO REG. REP FOR 2014.
More Information
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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.
BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.
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