DAVID WALKER

DAVID WALKER is currently employed as a Broker and/or Investment Adviser at WELLS FARGO CLEARING SERVICES, LLC located at 235 E NINE MILE RD, STE 2, PENSACOLA, FL, 32514.

DAVID WALKER has worked at WELLS FARGO CLEARING SERVICES, LLC since June 15, 2018

Disclosure History

DAVID WALKER has 3 Disclosure Event(s).

Date: August 19, 2010
Category: Financial
Type: Compromise
Disposition: Satisfied/Released
Broker Comment: I HAD UNRESOLVED CREDIT BALANCE. PAID COMPROMISE AMOUNT AND DEBT WAS SATISFIED.

Date: August 13, 2010
Category: Financial
Type: Compromise
Disposition: Satisfied/Released
Broker Comment: I HAD AN OUTSTANDING BALANCE. RESOLVED WITH CREDITOR.

Date: July 15, 2010
Category: Financial
Type: Compromise
Disposition: Satisfied/Released
Broker Comment: I HELD AN UBPAID DEBT. COMPROMISED WITH CREDITOR AND PAID AMOUNT AND THE DEBT WAS SATISFIED.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

To view the full report for DAVID WALKER, click here.

The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.