David Thomas Wendland

David Thomas Wendland is currently employed as a Broker and/or Investment Adviser at EDWARD JONES located at 1201 ENTERPRISE DR STE #B, DE PERE, WI, 54115-4928.

David Thomas Wendland has worked at EDWARD JONES since August 02, 2012

Disclosure History

David Thomas Wendland has 3 Disclosure Event(s).

Date: January 01, 2009
Category: Financial
Type: Compromise
Disposition: Satisfied/Released
Broker Comment: IN THE LATTER PART OF 2008 AND INTO 2009, I RAN INTO SOME FINANCIAL CHALLENGES WHICH MADE IT VERY DIFFICULT TO MAKE ENDS MEET. PART OF THE PROBLEM WAS HIGH CREDIT CARD DEBT. IN ATTEMPTING TO SOLVE THIS PROBLEM, I CONTRACTED WITH A DEBT SETTLEMENT AGENCY TO HELP ME NEGOTIATE DOWN THE DEBT. IN GOING THROUGH THIS PROCESS, THEY ADVISED ME TO DEFAULT ON MY CREDIT CARD PAYMENTS IN ORDER THAT THEY MAY THEN NEGOTIATE NEW TERMS OF THE CREDIT CARD DEBT. BY THE END OF 2009, I WAS ABLE TO NEGOTIATE A SETTLEMENT AMOUNT FOR THE OUTSTANDING CREDIT CARD DEBT WHICH WAS FOR LESS THAN MARKET VALUE. THIS CARD HAS SINCE BEEN CLOSED AND NO LONGER HAS ANY BALANCES DUE. ALL CREDIT SINCE THIS TIME IS IN GOOD STANDING. ALL CREDIT PRIOR TO THIS TIME WAS IN GOOD STANDING.

Date: January 01, 2009
Category: Financial
Type: Compromise
Disposition: Satisfied/Released
Broker Comment: IN THE LATTER PART OF 2008 AND INTO 2009, I RAN INTO SOME FINANCIAL CHALLENGES WHICH MADE IT VERY DIFFICULT TO MAKE ENDS MEET. PART OF THE PROBLEM WAS HIGH CREDIT CARD DEBT. IN ATTEMPTING TO SOLVE THIS PROBLEM, I CONTRACTED WITH A DEBT SETTLEMENT AGENCY TO HELP ME NEGOTIATE DOWN THE DEBT. IN GOING THROUGH THIS PROCESS, THEY ADVISED ME TO DEFAULT ON MY CREDIT CARD PAYMENTS IN ORDER THAT THEY MAY THEN NEGOTIATE NEW TERMS OF THE CREDIT CARD DEBT. BY THE END OF 2009, I WAS ABLE TO NEGOTIATE A SETTLEMENT AMOUNT FOR THE OUTSTANDING CREDIT CARD DEBT WHICH WAS FOR LESS THAN MARKET VALUE. THIS CARD HAS SINCE BEEN CLOSED AND NO LONGER HAS ANY BALANCES DUE. ALL CREDIT SINCE THIS TIME IS IN GOOD STANDING. ALL CREDIT PRIOR TO THIS TIME WAS IN GOOD STANDING.

Date: January 01, 2009
Category: Financial
Type: Compromise
Disposition: Satisfied/Released
Broker Comment: IN THE LATTER PART OF 2008 AND INTO 2009, I RAN INTO SOME FINANCIAL CHALLENGES WHICH MADE IT VERY DIFFICULT TO MAKE ENDS MEET. PART OF THE PROBLEM WAS HIGH CREDIT CARD DEBT. IN ATTEMPTING TO SOLVE THIS PROBLEM, I CONTRACTED WITH A DEBT SETTLEMENT AGENCY TO HELP ME NEGOTIATE DOWN THE DEBT. IN GOING THROUGH THIS PROCESS, THEY ADVISED ME TO DEFAULT ON MY CREDIT CARD PAYMENTS IN ORDER THAT THEY MAY THEN NEGOTIATE NEW TERMS OF THE CREDIT CARD DEBT. BY THE END OF 2009, I WAS ABLE TO NEGOTIATE A SETTLEMENT AMOUNT FOR THE OUTSTANDING CREDIT CARD DEBT WHICH WAS FOR LESS THAN MARKET VALUE. THIS CARD HAS SINCE BEEN CLOSED AND NO LONGER HAS ANY BALANCES DUE. ALL CREDIT SINCE THIS TIME IS IN GOOD STANDING. ALL CREDIT PRIOR TO THIS TIME WAS IN GOOD STANDING.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

To view the full report for David Thomas Wendland, click here.

The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.