DAVID ALLEN WENGERT is currently employed as a Broker and/or Investment Adviser at SECURITIES MANAGEMENT & RESEARCH, INC. located at 3080 Ironwood Drive, Tallahasee, FL, 32309.
DAVID ALLEN WENGERT has worked at SECURITIES MANAGEMENT & RESEARCH, INC. since January 10, 2018
Disclosure History
DAVID ALLEN WENGERT has 1 Disclosure Event(s).
Date: June 01, 2004 Category: Customer Dispute Allegations: AGENT PUT CLIENT IN POLICY NOT APPROPRIATE FOR CLIENT, MISREPRESENTED PRODUCT AS INVESTMENT. Damage Amount Requested: $150,000.00 Broker Comment: CLIENT HAD TERM INS IN EFFECT PRIOR TO SELECTING THE VUL PRODUCT.THEY HAD ILLUSTRATIONS, PROSPECTUS, IN HAND 12 MONTHS PRIOR TO CONVERSION.THEY ACCEPTED DELIVERY OF THE POLICY.AT THEIR REQUEST THEY PURCHASED A POLICY FOR THEIR SON, 9/11 ANDBAD MARKET CAUSED THIS PRODUCT TO HAVE A TEMP PROBLEM.
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