DAVID ALAN WILLETT

DAVID ALAN WILLETT is currently employed as a Broker and/or Investment Adviser at NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC located at 1600 DIVISION ST Ste 400, NASHVILLE, TN, 37203.

DAVID ALAN WILLETT has worked at NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC since September 11, 2015

Disclosure History

DAVID ALAN WILLETT has 1 Disclosure Event(s).

Date: March 14, 2014
Category: Criminal
Charges: Misdemeanor-Giving False Information To Law Enforcement Officer
Disposition: Dismissed
Amended Charges: Original charge of misdemeanor was dismissed after completion of diversion program. Completed program and charge was officially dismissed 06/05/2014.
Amended Charge Type: OTHER Amended Charge
Amended Charge Disposition: Dismissed
Broker Comment: Per the representative: In March of 2014 while on spring break in college, he had presented a fake ID to the bouncer to obtain entry into a bar. He was pulled aside by a police officer and given a ticket, he was released immediately and obtained entry to the same bar as a minor.

More Information

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BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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