BrokerSearch
DAVID XAVIER WILLIAMS is currently employed as a Broker and/or Investment Adviser at LUCIA SECURITIES, LLC located at 10655 PARK RUN DR., SUITE 150, LAS VEGAS, NV, 89144.
DAVID XAVIER WILLIAMS has worked at LUCIA SECURITIES, LLC since September 23, 2014
DAVID XAVIER WILLIAMS has 1 Disclosure Event(s).
Date: September 11, 2011All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.
A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.
BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.
To view the full report for DAVID XAVIER WILLIAMS, click here.
The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.