DAVID CLARENCE WILLIAMS

DAVID CLARENCE WILLIAMS is currently employed as a Broker and/or Investment Adviser at FARMERS FINANCIAL SOLUTIONS, LLC located at 661 QUANTUM RD NE#7, RIO RANCHO, NM, 87124.

DAVID CLARENCE WILLIAMS has worked at FARMERS FINANCIAL SOLUTIONS, LLC since October 24, 2013

Disclosure History

DAVID CLARENCE WILLIAMS has 1 Disclosure Event(s).

Date: March 02, 1986
Category: Criminal
Charges: 484(A) PETTY THEFT
Disposition: NO CONTEST
Broker Comment: NO PROPERTY WAS TAKEN

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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