DAVID MICHAEL WILLIAMS is currently employed as a Broker and/or Investment Adviser at CASCADIA CAPITAL, LLC located at 1000 2ND AVENUE, SUITE 1200, SEATTLE, WA, 98104.

DAVID MICHAEL WILLIAMS has worked at CASCADIA CAPITAL, LLC since July 13, 2009

Disclosure History

DAVID MICHAEL WILLIAMS has 1 Disclosure Event(s).

Date: August 17, 2004
Category: Regulatory

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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