DAVID DEAN WOLFE

DAVID DEAN WOLFE is currently employed as a Broker and/or Investment Adviser at NATIONWIDE INVESTMENT SERVICES CORPORATION located at ONE NATIONWIDE PLAZA, COLUMBUS, OH, 43215.

DAVID DEAN WOLFE has worked at NATIONWIDE INVESTMENT SERVICES CORPORATION since February 18, 1999

Disclosure History

DAVID DEAN WOLFE has 1 Disclosure Event(s).

Date: April 24, 2009
Category: Financial
Type: Bankruptcy
Disposition: SIPA Trustee Appointed

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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