DAVID HOLT WORLEY

DAVID HOLT WORLEY is currently employed as a Broker and/or Investment Adviser at PRIVATE CLIENT SERVICES, LLC located at Three City Place Drive, Suite 590, Creve Coeur, MO, 63141.

DAVID HOLT WORLEY has worked at PRIVATE CLIENT SERVICES, LLC since June 04, 2018

Disclosure History

DAVID HOLT WORLEY has 3 Disclosure Event(s).

Date: December 22, 2004
Category: Customer Dispute
Allegations: ALLEGES RECOMMENDATION TO PURCHASE TWO WHOLE LIFE INSURANCE POLICIES ON OR ABOUT 11/27/2003 WITH ANNUAL PREMIUMS TOTALING $60000.00 IS UNSUITABLE BASED ON CLIENT'S STATED RETIREMENT OBJECTIVES.
Damage Amount Requested: $60,000.00

Date: October 09, 1972
Category: Criminal
Charges: SELECTIVE SERVICE VIOLATION - FAILURE TOCARRY A DRAFT CARD
Disposition: DISMISSED
Broker Comment: ON OCTOBER 9, 1972, A ST LOUIS COUNTY POLICEMANARRESTED ME FOR FAILURE TO CARRY A DRAFT CARD. I WAS STANDINGWITHIN 10 FEET OF MY CAR, AND MY DRAFT CARD WAS IN MY WALLETWHICH WAS IN THE CAR. THE POLICEMAN WOULDN'T LET ME GET IT,INSTEAD CHOOSING TO ARREST ME. (I WAS IN NO WAY TRYING TOAVOID SELECTIVE SERVICE, BUT I HAD LONG HAIR. I GUESS THEPOLICEMAN WAS LOOKING FOR A REASON TO ARREST ME.) I WAS FINGERPRINTED AND RELEASED. AN FBI AGENT SPOKE WITH ME A DAY OR TWOLATER, AND WHOLE THING WAS DISMISSED.

Date: December 26, 1971
Category: Criminal
Charges: 1) POSSESSION OF CONTROLLED SUBSTANCE 2)POSSESSION OF NARCOTIC PARAPHERNALIA 3) POSSESSION OFINTOXICATING LIQUOR BY A MINOR
Disposition: SUSPENDED IMPOSITION OF SENTENCE - 30 DAYSPROBATION
Broker Comment: I DON'T REALLY HAVE ANY AFFIRMATIVE ANSWERES TOITEM 22 QUESTIONS, BUT MY FINGERPRINT CHECK BRINGS UP AN OLDMISDEMEANOR ARREST. THAT IS WHY I'VE PROVIDED THESE ANSWERSAND THE DOCUMENT WHICH IS ATTACHED.

More Information

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BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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