DAVID HOLT WORLEY is currently employed as a Broker and/or Investment Adviser at PRIVATE CLIENT SERVICES, LLC located at Three City Place Drive, Suite 590, Creve Coeur, MO, 63141.
DAVID HOLT WORLEY has worked at PRIVATE CLIENT SERVICES, LLC since June 04, 2018
DAVID HOLT WORLEY has 3 Disclosure Event(s).
Date: December 22, 2004 Category: Customer Dispute Allegations: ALLEGES RECOMMENDATION TO PURCHASE TWO WHOLE LIFE INSURANCE POLICIES ON OR ABOUT 11/27/2003 WITH ANNUAL PREMIUMS TOTALING $60000.00 IS UNSUITABLE BASED ON CLIENT'S STATED RETIREMENT OBJECTIVES. Damage Amount Requested: $60,000.00
Date: October 09, 1972 Category: Criminal Charges: SELECTIVE SERVICE VIOLATION - FAILURE TOCARRY A DRAFT CARD Disposition: DISMISSED Broker Comment: ON OCTOBER 9, 1972, A ST LOUIS COUNTY POLICEMANARRESTED ME FOR FAILURE TO CARRY A DRAFT CARD. I WAS STANDINGWITHIN 10 FEET OF MY CAR, AND MY DRAFT CARD WAS IN MY WALLETWHICH WAS IN THE CAR. THE POLICEMAN WOULDN'T LET ME GET IT,INSTEAD CHOOSING TO ARREST ME. (I WAS IN NO WAY TRYING TOAVOID SELECTIVE SERVICE, BUT I HAD LONG HAIR. I GUESS THEPOLICEMAN WAS LOOKING FOR A REASON TO ARREST ME.) I WAS FINGERPRINTED AND RELEASED. AN FBI AGENT SPOKE WITH ME A DAY OR TWOLATER, AND WHOLE THING WAS DISMISSED.
Date: December 26, 1971 Category: Criminal Charges: 1) POSSESSION OF CONTROLLED SUBSTANCE 2)POSSESSION OF NARCOTIC PARAPHERNALIA 3) POSSESSION OFINTOXICATING LIQUOR BY A MINOR Disposition: SUSPENDED IMPOSITION OF SENTENCE - 30 DAYSPROBATION Broker Comment: I DON'T REALLY HAVE ANY AFFIRMATIVE ANSWERES TOITEM 22 QUESTIONS, BUT MY FINGERPRINT CHECK BRINGS UP AN OLDMISDEMEANOR ARREST. THAT IS WHY I'VE PROVIDED THESE ANSWERSAND THE DOCUMENT WHICH IS ATTACHED.
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