DAVID LEIGH ZACHRICH

DAVID LEIGH ZACHRICH is currently employed as a Broker and/or Investment Adviser at PARKLAND SECURITIES, LLC located at 3706 LAKE CITY HIGHWAY, WARSAW, IN, 46580.

DAVID LEIGH ZACHRICH has worked at PARKLAND SECURITIES, LLC since August 07, 2006

Disclosure History

DAVID LEIGH ZACHRICH has 1 Disclosure Event(s).

Date: August 13, 2002
Category: Customer Dispute
Allegations: CLIENT ALLEGES THAT DAVID ZACHRICH INVESTED HIS MONIES IN AN ALLOCATION AND INVESTMENT STRATEGY THAT WAS UNSUITABLE GIVEN HIS STATED INVESTMENT OBJECTIVES
Damage Amount Requested: $463,623.00
Settlement Amount: $172,500.00
Broker Comment: MONEY CONCEPTS AND DAVID ZACHRICH DENY ALL LIABILITY AND ALLEGATIONS OF ANY UNSUITABLE INVESTMENT. CLIENT SELECTED THE MUTUAL FUNDS FOR HIS OWN ACCOUNT, SOMETIMES CONSULTING WITH MR. ZACHRICH, CLIENT REFUSED TO FOLLOW RECOMMENDATIONS OF MR ZACHRICH AND SELECTED MORE AGGRESSIVE, MORE VOLATILE FUNDS THAN THOSE RECOMMENDED.

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

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