DAWN MI CHAN is currently employed as a Broker and/or Investment Adviser at BMO CAPITAL MARKETS CORP. located at 3 TIMES SQUARE, NEW YORK, NY, 10036.
DAWN MI CHAN has worked at BMO CAPITAL MARKETS CORP. since January 13, 2016
DAWN MI CHAN has 1 Disclosure Event(s).
Date: September 01, 2005 Category: Regulatory Initiated By: CALIFORNIA STATE BAR Allegations: NON-PAYMENT OF BAR DUES. Resolution: Other Sanction Details: NOT ELIGIBLE TO PRACTICE FROM SEPTEMBER 2005 UNTIL PAID PAST DUE AMOUNTS. IN JULY 2006, APPLICANT PAID PAST DUE AMOUNTS AND WAS REINSTATED. Broker Comment: APPLICANT WAS DIAGNOSED WITH BREAST CANCER IN JULY OF 2005. THE APPLICANT'S NON-PAYMENT OF BAR DUES WAS AN OVERSIGHT CAUSED BY HER FOCUS ON SIGNIFICANT PERSONAL HEALTH ISSUES AND HEAVY WORK SCHEDULE.
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