DAWN K GENGLER

DAWN K GENGLER is currently employed as a Broker and/or Investment Adviser at ROBERT W. BAIRD & CO. INCORPORATED located at 302 JONES STREET, SUITE 210, SIOUX CITY, IA, 51101.

DAWN K GENGLER has worked at ROBERT W. BAIRD & CO. INCORPORATED since June 08, 2016

Disclosure History

DAWN K GENGLER has 3 Disclosure Event(s).

Date: August 31, 2010
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

Date: July 30, 2009
Category: Financial
Type: Compromise
Disposition: Satisfied/Released
Broker Comment: We settled on our debt when we got our divorce.

Date: July 14, 2008
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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