DEAN MICHAEL HOWELL is currently employed as a Broker and/or Investment Adviser at UBS FINANCIAL SERVICES INC. located at 5285 SW MEADOWS RD, SUITE 270, LAKE OSWEGO, OR, 97035-3229.
DEAN MICHAEL HOWELL has worked at UBS FINANCIAL SERVICES INC. since October 28, 2013
Disclosure History
DEAN MICHAEL HOWELL has 2 Disclosure Event(s).
Date: January 14, 2014 Category: Financial Type: Compromise Disposition: Discharged Broker Comment: I WAS MERELY A CO-SIGNER AND NOT AN ACTUAL OWNER OF THE PROPERTY.
Date: April 04, 2008 Category: Customer Dispute Allegations: CUSTOMER, THROUGH HER ATTORNEY, CLAIMS FINANCIAL ADVISOR FAILED TO FOLLOW INSTRUCTIONS TO KEEP REAL ESTATE PROCEEDS IN A LIQUID FUND. INSTEAD, FINANCIAL ADVISOR ALLEGEDLY INVESTED THE PROCEEDS IN THE MARKET. NO DATES PROVIDED. Damage Amount Requested: $25,000.00 Broker Comment: MR. HOWELL VEHEMENTLY DENIES ANY WRONGDOING IN THE CUSTOMER'S ACCOUNT.
More Information
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