DEAN ADAMS PACKARD

DEAN ADAMS PACKARD is currently employed as a Broker and/or Investment Adviser at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED located at 1152 15TH ST NW, WASHINGTON, DC, 20005.

DEAN ADAMS PACKARD has worked at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED since September 29, 2006

Disclosure History

DEAN ADAMS PACKARD has 1 Disclosure Event(s).

Date: February 22, 2000
Category: Customer Dispute
Allegations: THE CLIENT'S ATTORNEY ALLEGED MISHANDLING OF ACCOUNT; INAPPROPRIATE INVESTMENTS; UNAUTHORIZED PURCHASES AND SALES; DIRECT CONTRAVENTION OF CLIENT'S INSTRUCTIONS FOR SAFE, SECURE AND CONSERVATIVE INVESTMENTS.
Damage Amount Requested: $60,000.00
Broker Comment: THE CLIENT'S CLAIM WAS DENIED.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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