DEBBIE WINOKUR

DEBBIE WINOKUR is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 3662 GOODLAND AVE, STUDIO CITY, CA, 91604.

DEBBIE WINOKUR has worked at LPL FINANCIAL LLC since October 31, 2013

Disclosure History

DEBBIE WINOKUR has 1 Disclosure Event(s).

Date: July 28, 1978
Category: Criminal
Charges: possession of a narcotic controlled substance
Disposition: Dismissed
Broker Comment: I LIVED WITH A BOYFRIEND FOR SEVERAL YEARS WHOWAS ARRESTED FOR POSSESSION NRC CONT. SUB. FOR SALE, AND I WASARREST WITH HIM AND CHARGED BECAUSE I LIVED WITH HIM. SINCETHEN I HAVE NOT ASSOCIATED WITH HIM. I WAS ALLOWED TO TAKE ACLASS SO THE CASE COULD BE DIVERTED.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

To view the full report for DEBBIE WINOKUR, click here.

The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.