DEBRA ANN FRIEND is currently employed as a Broker and/or Investment Adviser at LINCOLN INVESTMENT located at 5755 GRANGER ROAD, SUITE 910, INDEPENDENCE, OH, 44131.
DEBRA ANN FRIEND has worked at LINCOLN INVESTMENT since January 03, 2017
Disclosure History
DEBRA ANN FRIEND has 2 Disclosure Event(s).
Date: April 02, 2009 Category: Regulatory
Date: March 27, 2009 Category: Employment Separation After Allegations Firm Name: VALIC FINANCIAL ADVISORS, INC. Termination Type: Voluntary Resignation Allegations: CUTTING AND PASTING OF SIGNATURES. Broker Comment: ADVISOR HAD AGREED TO FINE AND SUSPENSION FROM FINRA, RELATED TO CUTTING AND PASTING OF CLIENT SIGNATURE ON CLIENT PAPERWORK. ADVISOR SUBMITTED RESIGNATION IN LIEU OF TERMINATION.
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